"""备份功能审计动作与目标类型:sys_audit_log 两组 CHECK 白名单扩展。 Revision ID: 0028_backup_audit_actions Revises: 0027_ui_theme Create Date: 2026-09-06 变更要点: 1. 备份功能(契约1.21)新增审计动作 BACKUP_CREATE(手动/定时触发备份均留痕; 恢复为离线 CLI,不经过 HTTP 审计链路,由 CLI 自行打印与插入); 2. 重建 sys_audit_log 的 audit_action_type CHECK 约束(0025 的 V8 全集 + 1 = 39 项); 3. 新增审计目标类型 BACKUP,重建 audit_target_type CHECK 约束(原 10 项 + 1 = 11 项); 4. 达梦兼容:约束名在 DM 下渲染为大写(CK_SYS_AUDIT_LOG_AUDIT_ACTION_TYPE), 探测按小写比较后 drop 原始逻辑名(naming convention 渲染最终名); 5. 升级幂等:drop-if-exists + 重建(与 Flyway V13 并行执行结果一致,可重复跑); 6. 降级拒绝已存在 BACKUP_CREATE 审计记录的库。 """ from __future__ import annotations from collections.abc import Sequence import sqlalchemy as sa from alembic import op revision: str = "0028_backup_audit_actions" down_revision: str | None = "0027_ui_theme" branch_labels: str | Sequence[str] | None = None depends_on: str | Sequence[str] | None = None # 0025 的 V8 全集 + 本期新增动作 AUDIT_ACTIONS_V9 = ( "LOGIN", "LOGOUT", "VIEW_DOCUMENT", "DOWNLOAD_DOCUMENT", "UPLOAD_DOCUMENT", "BATCH_IMPORT", "EDIT_DOCUMENT", "DELETE_DOCUMENT", "CREATE_CATEGORY", "EDIT_CATEGORY", "DELETE_CATEGORY", "CHANGE_PERMISSION", "BIND_ATTACHMENT", "UNBIND_ATTACHMENT", "RESTORE_DOCUMENT", "CREATE_ORGANIZATION", "EDIT_ORGANIZATION", "DELETE_ORGANIZATION", "CREATE_USER", "EDIT_USER", "DELETE_USER", "RESET_USER_PASSWORD", "REORDER_DOCUMENT", "REORDER_ATTACHMENT", "REORDER_CATEGORY", "CREATE_ROLE", "EDIT_ROLE", "DELETE_ROLE", "CHANGE_ROLE_PERMISSION", "CHANGE_ROLE_USER", "DOCUMENT_PASSWORD_SET", "DOCUMENT_PASSWORD_REMOVE", "CREATE_IP_ENTRY", "EDIT_IP_ENTRY", "DELETE_IP_ENTRY", "ASSIGN_ORG_IP", "MOVE_DOCUMENT", "MOVE_ATTACHMENT", "BACKUP_CREATE", ) AUDIT_ACTIONS_V8 = AUDIT_ACTIONS_V9[:-1] # 现行 target_type 白名单(0015 起 10 项)+ 本期新增 BACKUP AUDIT_TARGETS_V2 = ( "AUTH", "CATEGORY", "DOCUMENT", "ATTACHMENT", "PERMISSION", "ATTACHMENT_BINDING", "ORGANIZATION", "USER", "ROLE", "IP_ENTRY", "BACKUP", ) AUDIT_TARGETS_V1 = AUDIT_TARGETS_V2[:-1] ACTION_CONSTRAINT = "audit_action_type" TARGET_CONSTRAINT = "audit_target_type" def _check_sql(values: tuple[str, ...]) -> str: # 安全性:values 为本文件内硬编码的枚举常量,非用户输入,无注入风险 inline = ", ".join(f"'{v}'" for v in values) return f"action_type IN ({inline})" def _target_check_sql(values: tuple[str, ...]) -> str: inline = ", ".join(f"'{v}'" for v in values) return f"(target_type IS NULL OR target_type IN ({inline}))" def _existing_check_names() -> set[str]: # op.drop_constraint 按 metadata.naming_convention 前缀化约束名, # 须传原始约束名渲染最终名;达梦返回的约束名为大写,统一小写比较。 return { item["name"].lower() for item in sa.inspect(op.get_bind()).get_check_constraints("sys_audit_log") } def _drop_checks(names: set[str]) -> None: for raw_name in (ACTION_CONSTRAINT, TARGET_CONSTRAINT): if f"ck_sys_audit_log_{raw_name}" in names: op.drop_constraint(raw_name, "sys_audit_log", type_="check") def _has_backup_records() -> bool: result = op.get_bind().execute( sa.text("SELECT COUNT(*) FROM sys_audit_log WHERE action_type = 'BACKUP_CREATE'") ) return bool(result.scalar()) def upgrade() -> None: existing = _existing_check_names() _drop_checks(existing) op.create_check_constraint( ACTION_CONSTRAINT, "sys_audit_log", _check_sql(AUDIT_ACTIONS_V9), ) op.create_check_constraint( TARGET_CONSTRAINT, "sys_audit_log", _target_check_sql(AUDIT_TARGETS_V2), ) def downgrade() -> None: if _has_backup_records(): raise RuntimeError("已存在 BACKUP_CREATE 审计记录,拒绝有损降级") existing = _existing_check_names() _drop_checks(existing) op.create_check_constraint( ACTION_CONSTRAINT, "sys_audit_log", _check_sql(AUDIT_ACTIONS_V8), ) op.create_check_constraint( TARGET_CONSTRAINT, "sys_audit_log", _target_check_sql(AUDIT_TARGETS_V1), )